Short-term cash balances and cash reserves investments. Focus is on capturing
yields in excess of bank sweep products and 2(a)-7 money market funds. Value added is typically available
for corporations and high net worth individuals in the top Federal tax brackets and top State tax brackets. Value
added also available for institutions and high net worth client who want to maximize interest income on a before-tax basis.
Month-end client reporting package including accounting reconciliation included with investment management.
Insurance company investment management.
Expertise in managing fixed income portfolios for both domestic and offshore insurance companies. Focus
may be solely on book yield of fixed income assets or a combination of total return and yield enhancement.
Tax position of insurance company and AMT status will typically determine mix between taxable and tax advantaged securities,
including the preference for DRD-qualifying preferred stocks.
Fixed income investment management for accounts with investment grade quality requirements,
directed liabilities, specific tax structures for interest and income earned, customized maturity restraints, regulatory or
policy restrictions on sectors, diversification restrictions.
